AI Toolkit for the Wealth Manager
A practical AI prompt library and workflow reference for wealth managers, financial planners, and IFAs. 15 ready-to-use Claude prompts across COBS 9 suitability, portfolio review, retirement and IHT planning, tax year-end, Investment Policy Statements, Consumer Duty, pensions, drawdown, trusts, and cross-border planning.
What's inside
- 15 ready-to-use Claude prompts across COBS 9 suitability, portfolio review, retirement and IHT planning, tax year-end, Investment Policy Statements, Consumer Duty, pensions, drawdown, trusts, and cross-border planning
- A CLAUDE.md system prompt calibrated for FCA-regulated wealth management
- Spring 2026 Budget IHT and pension changes baked into the planning prompts
- Regulated-activity control framework — AI does not give regulated advice; the authorised adviser does
Who it's for
Wealth managers, financial planners, and IFAs serving HNW and mass-affluent clients in the UK. Particularly useful if you want a structured FCA-compliant workflow for preparation, research, and drafting tasks — not regulated-advice generation.